Filing Signals

Source: SEC EDGAR Compiled 2026-08-23 04:41 UTC Unattended

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AI Financial Corp

CIK 862861 AIFC·Commodity Contracts Brokers · All EDGAR filings ↗

Progression

  1. Late filing NT 10-Q
  2. Going concern 10-Q
Going concern Filing comparison

AI Financial Corp no longer discloses a going-concern conclusion

Substantial doubt about ability to continue as a going concern No going-concern disclosure

Evidence
Caveat
None
Comparable
True
Current state
none
Current state label
No going-concern disclosure
Direction
eased
Located in
Prior filed
2026-05-18
Prior form
10-Q
Prior state
substantial_doubt
Prior state label
Substantial doubt about ability to continue as a going concern
Registrant changed from
None
Source
ASC 205-40 going-concern note comparison
Why
Disclosure about the company's ability to continue as a going concern changed compared with its previous report.
Late filing elevated Filing comparison

AI Financial Corp filed its quarterly report late and said it expects a significant change in results

expects significant change in results

AI Financial Corporation (the “Company”) is unable to file, without unreasonable effort and expense, its Quarterly Report on Form 10-Q for the 13-week period ended June 27, 2026 (the “Form 10-Q”). The Company requires additional time to finalize its financial statements for that period, including a subsequent events footnote – due, in large part, to the Company’s recent disposition of its indirect, wholly-owned second-tier subsidiary, Alt 5 Sigma Canada Inc., and the related required accounting concepts and calculations. As a result, there was a slightly insufficient amount of time remaining after the disposition for management to prepare the Form 10-Q and for the Company’s PCAOB-registered
Evidence
Anticipates significant change
True
Other periodic reports filed
None
Severity
high
Source
Form 12b-25 (notification of late filing)
Stated reason
AI Financial Corporation (the “Company”) is unable to file, without unreasonable effort and expense, its Quarterly Report on Form 10-Q for the 13-week period ended June 27, 2026 (the “Form 10-Q”). The Company requires additional time to finalize its financial statements for that period, including a subsequent events footnote – due, in large part, to the Company’s recent disposition of its indirect, wholly-owned second-tier subsidiary, Alt 5 Sigma Canada Inc., and the related required accounting concepts and calculations. As a result, there was a slightly insufficient amount of time remaining after the disposition for management to prepare the Form 10-Q and for the Company’s PCAOB-registered
Why
The company told the SEC it could not file a periodic report on time, using Form 12b-25.